SEC Network

Results: 425



#Item
311Economy of the United States / Investment / Self-regulatory organizations / Financial markets / Stock market / Electronic communication network / NASDAQ / Financial Industry Regulatory Authority / Securities Exchange Act / United States securities law / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-11-16 09:11:32
312Finance / Stock market / Chicago Board Options Exchange / Short / Options Price Reporting Authority / Futures contract / Market data / Electronic communication network / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]October 15, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiven

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Source URL: www.sec.gov

Language: English - Date: 2013-10-16 07:56:40
313Suspicious activity report / Finance / Financial regulation / Business / Financial crimes / Financial system / Money laundering / Form D / Financial Crimes Enforcement Network / Tax evasion / SEC filings / Bank Secrecy Act

The SAR Activity Review –

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Source URL: fincen.gov

Language: English - Date: 2012-04-20 16:45:02
314Financial regulation / Financial crimes / Business / Financial system / SEC filings / Money laundering / Finance / Financial Crimes Enforcement Network / Tax evasion / Bank Secrecy Act / Suspicious activity report

The SAR Activity Review By the

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Source URL: fincen.gov

Language: English - Date: 2012-04-20 16:36:03
315Business / NASDAQ / Securities Exchange Act / Chicago Board Options Exchange / Order / Electronic communication network / Market maker / Stock market / Financial economics / Investment

Federal Register / Vol. 69, No[removed]Thursday, March 18, [removed]Notices • Willingness to accept allocations as an e-DPM in options overlying 400 or more securities; and • Willingness and ability to make competitive m

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Source URL: www.sec.gov

Language: English - Date: 2004-06-09 13:00:14
316Financial economics / Financial regulation / Financial markets / United States securities law / Regulation NMS / Securities Exchange Act / U.S. Securities and Exchange Commission / Electronic communication network / Securities Act / United States Securities and Exchange Commission / Business / Finance

Microsoft Word - Task Force Final Governance.doc

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Source URL: www.sec.gov

Language: English - Date: 2005-01-19 13:54:51
317Suspicious activity report / Finance / Business / Financial regulation / Financial crimes / Financial system / Money laundering / Financial Crimes Enforcement Network / Form D / Tax evasion / SEC filings / Bank Secrecy Act

The SAR Activity Review –

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Source URL: fincen.gov

Language: English - Date: 2008-03-12 08:18:11
318Suspicious activity report / Finance / Business / Health / Financial crimes / Financial regulation / Money laundering / Severe acute respiratory syndrome / Financial Crimes Enforcement Network / Tax evasion / SEC filings / Bank Secrecy Act

The SAR Activity Review –

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Source URL: fincen.gov

Language: English - Date: 2012-04-20 12:27:30
319Stock market / Financial markets / United States securities law / Finance / NASDAQ / Electronic communication network / Securities Exchange Act / ACT / Financial Industry Regulatory Authority / Financial economics / Investment / Business

Federal Register / Vol. 68, No[removed]Tuesday, September 30, [removed]Notices III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action Within 35 days of the date of publication of this notice

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Source URL: www.sec.gov

Language: English - Date: 2004-06-09 14:36:29
320Investment / Finance / Business / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Electronic communication network / Market maker / NASDAQ / Financial economics / Financial markets / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]July 28, 2003 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by National Associatio

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Source URL: www.sec.gov

Language: English - Date: 2004-04-14 10:12:02
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